HolisticOS — Compliance & Wealth Platform
Milestone & status tracker · prepared by Fraction for Holistic Planning
Status as of June 30, 2026
Window: Jun 9 – Jun 30
Source: Fireflies meetings + Asana board + Slack
Section 0
What Shipped This Period 52 done · Jun 9 – 30
Work completed, merged, or deployed to staging since the engagement kicked off. Grouped by track. The headline: SOC 2 audit readiness is substantially built, the platform is hardened, and the staging environment is live for end-to-end compliance testing.
SOC 2 Audit Readiness
→ Priority 1 · Compliance
Governance & Legal Foundation
→ Priority 1 · Compliance
Platform & Data Hardening
→ Priority 2 · Stability
Section 1
Progress
Two anchored milestones: the July 18 go-live (Uptick Partners, compliance cutover off Greenboard) and the September multi-RIA build toward the Future Proof demo. The SOC 2 observation window runs alongside, Jul 11 → Oct 9.
Jun
Jul
Aug
Sep
Oct
SOC 2 Evidence Collection
Vanta · Stacey
Obs. opens Jul 11
Jun 30
Compliance Cutover
Uptick go-live · onboarding · disclosures · archiving
Jul 18 · Go-Live
SOC 2 Observation Window
Prescient audit
Jul 11 → Oct 9
Jul 11
Future Proof Demo
post-launch · September
Sep 20
At Risk
In Progress
Planned
Done / Ready to Ship
Today (Jun 30)
Section 2
What We're Building & Why
Ranked by what unblocks the July 18 go-live first, then audit and post-launch scope. The compliance cutover and archiving are the critical path; multi-RIA is explicitly deferred to September.
1
Compliance Cutover — Uptick-onlyreplaces the lost compliance vendor
Cut Uptick over from Greenboard: onboarding wizard (prospect → invite → secure link → upload → WMA signature) and the day-one disclosure set — Privacy Policy, Form CRS, ADV 2A & 2B.
ActiveRoadmap · Jun 23
2
Tamper-Proof ArchivingSEC books-and-records
Append-only audit log + email archive, inbound email capture, and website/marketing WORM snapshots. Audit triggers built; in QA.
ActiveMtg #1 · Jun 23
3
Supervision & Flaggingadvertising + comms review
Social-media linking/monitoring (LinkedIn, Facebook), AI flag-for-review across email/SMS/portal, and front-running review via quarterly upload + AI.
ActiveMtg #1 · Jun 23
4
Email / SMS Review Consolecompliance-officer surface
In-app browse / search / filter / export for archived communications. First design mock-up due this week.
ActiveMtg #1 · Jun 23
5
Greenboard Data Migrationcutover from legacy vendor
One-time importer + reconciliation. Import tool built ahead of the dump; gated on the export, which arrives the same week as launch.
GatedIncident call · Jun 25
6
SOC 2 Auditenterprise trust + procurement
Evidence substantially collected; observation window opens Jul 11. Remaining: client signatures, Azure remediation items, Vanta to 100%.
ActiveVanta · Jul 11
7
Multi-RIA Supportserve multiple firms day one
Per-DBA ADV/CRS resolution and multi-tenant onboarding. Confirmed out of July 18 scope — a September deliverable.
Planned · SepJason · Jun 28
Section 3
On the Radar
Acknowledged and prioritized, but not yet scheduled — most are post-launch. Largely from Jason's Jun 28 roadmap note in Slack.
Post-launch
AI Planning Tool
Three AI outputs — financial planning, tax planning & analysis, and estate analysis. Altruist-style look/feel (inspiration clips shared Jun 28).
Post-launch
Client "Net Worth" Tab
Interactive history of a client's full financial picture — real estate + Plaid-linked credit data, client-updatable over time.
Post-launch
Idea / Feedback Page
In-app surface for users to submit suggestions and report bugs.
Post-launch
Service Ticket Page
Advisors submit service requests to the operations team directly in the app.
Discuss
Live Custodian Feeds
Direct transaction feeds (Raymond James, Pershing) for full cross-book front-running analysis — vs. today's manual quarterly upload. Not a July 18 commitment.
Section 4
Blocked & Needs Client
Items waiting on a third party or on a client action. These are the levers most likely to move the July 18 date.
⛔ Blocker — Altruist
Sandbox access
Needed for end-to-end integration testing. Jason following up with Altruist; response expected by EOD Jun 30.
⛔ Schedule Risk — Greenboard
Historical data dump
Format confirmed (Word, Excel, PDF, PST/.EML) but the export only lands Jul 18–28 — the same week as launch. Tight reconciliation window.
⚠ Needs Taylor
SOC 2 signatures + Azure access
Sign & return 5 nil-attestations (incident, background check, performance, confidentiality, media disposal); grant Stacey subscription-level Azure Owner access.
⚠ Needs Jason
Cybersecurity insurance
Still pending — required for SOC 2 / vendor due diligence. Also: the SEC rule set the front-running AI should enforce.
🐞 Bug
Advisor mobile app down
Flagged by Jason Jun 28 — a production feature, not backlog. Needs triage and a fix owner.
Prepared by Fraction for Holistic Planning · HolisticOS compliance & wealth platform · status as of Jun 30, 2026.
Sources: Fireflies transcripts (HolisticOS Mtg #1 Jun 23, Roadmap Jun 23, Incident Discussion Jun 25, Pages-for-MVP Jun 29), the #ext-holisticos-fraction Slack channel, and the HolisticOS Asana board (52 done / 15 in progress / 20 in review & testing). July 18 scope is Uptick Partners only; multi-RIA, AI insights, and Altruist integration are tracked toward September.